#134 of 500 · Civic & Other
Finra Regulation Inc
A subsidiary of the Financial Industry Regulatory Authority (FINRA), the largest independent regulator of securities firms doing business in the United States. FINRA is a self-regulatory organization operating under SEC oversight, and is funded by member fees rather than taxpayer dollars. It writes and enforces rules governing broker-dealers and their representatives, examines firms, operates market transparency and trade-reporting systems, and runs a dispute resolution forum for investors and firms.
Open the interactive profileFinancials, fiscal 2023
- Revenue
- $1.12B
- Expenses
- $781.4M
- Total assets
- $60.4M
- Net assets
- -$116.8M
- Operating margin
- 30.1%
- 1-year growth
- 7.6%
- 5-year growth (CAGR)
- 8.6%
- Reserve (years of spending)
- -1.8
- Contributions share
- n/a
- Programme spending
- 100.0%
- Fundraising cost
- n/a
- Executive pay share
- 0.00%
- Employees
- n/a
- Revenue per employee
- n/a
- Grants paid
- $7.4M
- Years filing
- 26
NFP Health Score: 46 / 100
Financial 10 · Governance 75 · Operational 90. The score is built from Form 990 line items only. It cannot measure how well an organisation delivers its mission.
Mission
To protect investors and safeguard the integrity of our vibrant capital markets to ensure that everyone can invest with confidence.
Revenue history
| Year | Revenue |
|---|---|
| 2019 | $805.4M |
| 2020 | $964.5M |
| 2021 | $1.14B |
| 2022 | $1.04B |
| 2023 | $1.12B |